Compliance Specialist

Christine Jue serves as the Compliance Specialist at NWAM, LLC. As such, Christine supports the firm and its affiliated investment advisors with regulatory compliance oversight, monitoring, and initiatives. Christine has 15 years of experience in the financial services industry. Her experience includes compliance, operations, client service, supervision, and financial technology. Prior to joining NWAM, LLC in March 2020, she was the Director of Brokerage Operations and Compliance of a FinTech start-up focused on automated trading.

Christine holds an MBA from the University of Hong Kong in partnership with the London Business School, BA in Political Science from the University of California, Berkeley and designation of Certified Regulatory & Compliance Professional (CRCP®) from the FINRA Institute at Georgetown University, McDonough School of Business.

Outside the office, Christine enjoys spending quality time with her family, keeping up with the latest podcasts, and the occasional Netflix binge.

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NWAM, LLC, dba Northwest Asset Management and RIA Innovations is an SEC registered investment adviser.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® certification mark, the CERTIFIED FINANCIAL PLANNER™ certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements. For additional information please click the following link here.