Christine Jue serves as the Compliance Specialist at NWAM, LLC. As such, Christine supports the firm and its affiliated investment advisors with regulatory compliance oversight, monitoring, and initiatives. Christine has 15 years of experience in the financial services industry. Her experience includes compliance, operations, client service, supervision, and financial technology. Prior to joining NWAM, LLC in March 2020, she was the Director of Brokerage Operations and Compliance of a FinTech start-up focused on automated trading.
Christine holds an MBA from the University of Hong Kong in partnership with the London Business School, BA in Political Science from the University of California, Berkeley and designation of Certified Regulatory & Compliance Professional (CRCP®) from the FINRA Institute at Georgetown University, McDonough School of Business.
Outside the office, Christine enjoys spending quality time with her family, keeping up with the latest podcasts, and the occasional Netflix binge.