RIA Innovations hires high caliber employees who work with advisors in order to ensure a smooth transition. We have an excellent team with extensive experience in the financial services industry. Our employees are fully set up with capabilities to engage with advisors whether they are physically present or virtual.
Compliance Manager / Inside Counsel
Douglass joined the firm in February 2021. He joined the compliance department as compliance manager / inside counsel for the firm. Douglass is currently an active member of the Washington and Massachusetts Bar Associations. Prior to joining the financial industry in 2013 Douglass worked as a trial attorney and also worked overseas in international development. His most recent position was as head of Surveillance and AML Officer for a large regional dually registered BD and RIA. When not at his desk Douglass likes to be outside, rain or shine, enjoying the pacific northwest in every way possible but particularly on a mountain bike or in a kayak.