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FEE STRUCTURE

Two ways to join.

JOIN OUR RIA AS AN IAR

Join as a 1099 advisor under our Northwest Asset Management (NWAM) division. You always have the option to work with us to start your own RIA firm afterwards.

FOR RIA FIRMS

Work with our team of specialists on developing your own RIA firm. If you’re already an existing firm, then simply choose from our range of services for any outsourcing needed.

JOIN OUR RIA AS AN IAR - PRICING

Tuck-In

Required Service(s)

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Back Office Support

  • 10% per year of gross revenue for Back Office Support services (Min. $27K)




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Compliance

  • 4% per year of gross revenue for Compliance services (Min. $18K)

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Technology

  • $3,000 per year fee for the Limited Tech Option

  • $4,500 per year fee for the Full Tech Option



Add-On Service(s)

Asset Management

  • 8% per year of gross revenue for Trade Execution services (Min. $22,500)

  • 2% per year of gross revenue for Portfolio Consulting services (Min. $7,500)

  • $100 per month for Research and Subscription services (Min. 3 months)

Succession Planning

  • Buyout of practice at 50% of book revenue for 5 years






Financial Planning

  • $1,000 per financial plan

  • $150 per hour to update existing financial plans





Front Office Support

  • $20,000 per year of revenue for for Front Office services

  • $1,000 per week fee for Temp Front Office services




Marketing & Branding

  • $150 per hour for Marketing & Branding services

  • Required Minimum: 2 hours





Business Continuity

  • 25% of gross revenue (After activation)

  • $4,000 monthly minimum (After activation)





Human Resources

  • $10,000 per year fee for Human Resources services

  • $150 per hour for the Hourly Option

  • Required Minimum: 2 hours (for the Hourly Option)


RIA Firm

FOR RIA FIRM - PRICING

Required Service(s)

Back Office Support

  • 10% per year of gross revenue for Back Office Support services (Min. $30K)

  • Prices vary for revenue based bundles

Add-On Service(s)

Compliance

  • 4% per year of gross revenue for Compliance services (Min. $18K)

  • $5,000 flat fee for Initial RIA registration for up to 2 states

  • $5,000 flat fee for SEC registration

Front Office Support

  • $20,000 per year fee for Front Office services

  • $1,000 per week fee for Temp Front Office services



Marketing & Branding

  • $150 per hour for Marketing & Branding services

  • Required Minimum: 2 hours




Technology

  • $3,000 per year fee for the Limited Tech Option

  • $4,500 per year fee for the Full Tech Option



Business Continuity

  • 25% of gross revenue (After activation)

  • $4,000 monthly minimum (After activation)




Human Resources

  • $10,000 per year fee for Human Resources services

  • $150 per hour for the Hourly Option

  • Required Minimum: 2 hours (for the Hourly Option)

Asset Management

  • 8% per year of gross revenue for Trade Execution services (Min. $22,500)

  • 2% per year of gross revenue for Portfolio Consulting services (Min. $7,500)

  • $100 per month for Research and Subscription services (Min. 3 months)

Succession Planning

  • Buyout of practice at 50% of book revenue for 5 years






Financial Planning

  • $1,000 per financial plan

  • $150 per hour to update existing financial plans





ALL PRICING

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All Pricing
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