top of page

Business Continuity


A business continuity plan will be set up at the custodian level to ensure the custodian will provide RIA Innovations with immediate access to client data in the case of death, disability or even incapacitation of the primary advisor. A backup plan is something all advisors should have. An assigned advisor will be the primary point of contact for all your client needs. In addition, experienced back office staff will also be assigned to your business to take over day to day operations of your firm. The result is uninterrupted service to your client. We will work with your representative or power of attorney to ensure any transition to a permanent successor you may have designated.


  • 25% of gross revenue (After activation)

  • $4,000 monthly minimum (After activation)

Features Background.png


Uninterrupted Operations
Risk Management
Smooth Transition
bottom of page