RIA Innovations hires high caliber employees who work with advisors in order to ensure a smooth transition. We have an excellent team with extensive experience in the financial services industry. Our employees are fully set up with capabilities to engage with advisors whether they are physically present or virtual.
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Business Continuity
SERVICE OVERVIEW
A business continuity plan will be set up at the custodian level to ensure the custodian will provide RIA Innovations with immediate access to client data in the case of death, disability or even incapacitation of the primary advisor. A backup plan is something all advisors should have. An assigned advisor will be the primary point of contact for all your client needs. In addition, experienced back office staff will also be assigned to your business to take over day to day operations of your firm. The result is uninterrupted service to your client. We will work with your representative or power of attorney to ensure any transition to a permanent successor you may have designated.
PRICING STRUCTURE
25% of gross revenue (After activation)
$4,000 monthly minimum (After activation)
KEY FEATURES
Uninterrupted Operations | |
Risk Management | |
Smooth Transition |