A S S E T    M A N A G E M E N T

Our Asset Management services provide outsourced expertise in support of the investment solutions you provide to your clients - from investment selection, portfolio construction, trade execution, account oversight, and reporting.

We respect that there are different ways that Advisors may develop and deliver portfolios that are suitable for their clients. We are able to support an advisor’s pre-existing unique approach, or we can help advisors refine their client portfolios and trading disciplines to better address evolving needs and criteria.

Our team can support advisors with investment selection, multi-asset class model portfolio development, trade execution, and account monitoring and maintenance. We support account or household level portfolio management and can help you implement asset location and identify tax considerations. We can also monitor your client portfolios within predefined tolerances and can provide periodic rebalancing and tax loss harvesting. Our team can also assist advisors in their development of customized client reporting.

RIA Innovations’ Asset Management Services are segmented and can be contracted either individually or in combination.

  • We offer Portfolio Consulting Services, through which we provide investment research and due diligence, model portfolio development,  white-label thought-leadership, and consulting support across the spectrum of investment topics and considerations.

  • Our Trade Execution Services support model-based portfolio management, including implementation, rebalancing, and systematic cash management. We can apply advisors’ custom models or third-party models, and we can assist in the implementation and maintenance of models at an account or household level. We also can support tax sensitive transitions of non-model portfolio holdings

NWAM, LLC, dba RIA Innovations, does not provide tax advice. Please advise clients to consult their tax professional before making any investment decisions.

SERVICES OFFERED

Portfolio Consulting Services​

Independent Investment Research

 

Model Portfolio Development

 

Ad hoc Consulting or Regularly Scheduled Meetings

 

Trade Execution Services

Rebalancing, Trading & Reconciliation

 

Advisor's Custom Models or Third-Party Models

Asset Location & Tax Considerations

Account Oversight & Cash Management